The 401k Source

Specialties

The 401k Source is a Registered Investment Advisor specializing in personal wealth management services and open architecture 401k plans. From design, investment selection and maintenance to employee education and trustee services.

History

Established in 2004.

The mission of The 401k Source is simply to be our best and help our clients be their best. This is how we’ve articulated that mission, which acts as a set of guiding principles we use in our daily operations and big picture view of our firm.

Our mission…

To provide a level of service beyond all expectations.

We do this easily because we have taken the time to create the foundation our business needs to thrive:

To develop systems, processes and procedures to effectively make everyday tasks easy, allowing us to focus on high priorities;

To stay on top of trends and knowledge we need to best serve our clients;

To foster growth and creativity among our staff and opportunities to excel.

Meet the Business Owner

Tom T.

Business Owner

Tom is acquired with:

* 20 years of industry experience

* 15 years specializing in qualified pension plans and wealth management services

* Series 6 and 63 registered, which allows him to offer mutual funds.

* Series 7, which allows him to offer stocks, bonds, and options.

* Series 65, which allows him to operate on a fee for service.

* Series 24, which allows him to operate as a Branch Manager.

* Accredited Investment Fiduciary Analyst (AIFA) designation which demonstrates that he has in-​depth knowledge and credentials to consult with plan sponsors on the design, implementation and maintenance of their company-​sponsored pension plans while holding them to the highest level of fiduciary excellence.

* CIMA or Certified Investment Management Analyst certification through the Investment Management Consultants Association (IMCA), which is the only advanced credential designed specifically for investment consultants.

Tom’s registrations are held through LPL Financial (FINRA)